Professional register search
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What kind of information is listed in a professional register extract?
A professional register extract will include information on an individual such as:
- place of practice
- companies in which they have a recorded role
- role(s) held
- company address
- date(s) of appointment and cessation.
What kind of roles are recorded in a professional register extract?
For a full list of the roles that may appear on a professional register extract, please refer to the officer roles for registers section on the codes page.
What registers are available for the professional register extract?
The registers available include:
- futures brokers
- futures advisers
- investment advisers
- official liquidators
- registered liquidators
- security dealers.
The list of registered auditors isn’t available via this service, but you can access a registered auditors list via the ASIC website.
How does the professional register search find results by name?
A search by name is based on the characters you provide. For example, if you enter ‘SM’, the result will list all names starting with ‘SM’, for example Small, Smith, or Smithers.
How many results can return?
The number of results per search is unlimited. Refining your criteria before you submit the search will narrow the matches.